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UMass HIPAA Violation: Major Fine in Federal Crackdown

Posted: November 29, 2016 to Compliance.

Tags: HIPAA, Compliance, Malware

As part of their crackdown, federal regulators have issued their 13th major HIPAA enforcement this year. The University of Massachusetts Amherst were given a $650,000 fine and a corrective action plan to fix the issues found by the US Department of Health and Human Services Office for Civil Rights. The agency went out of their way to imply the fine could have been larger by pointing out that University recorded a financial loss in 2015. In June of 2013 a computer in UMass’s Center for Language, Speech, and Hearing was infected with a Trojan virus that lead to the disclosure of the personal data; including names, addresses, Social Security numbers, dates of birth, health insurance information, and diagnoses of 1,670 patients. All because UMass didn’t have a firewall. OCR investigators discovered multiple HIPAA violations including not recognizing the center as being covered by HIPAA. Consequently, they didn’t implement the bare minimum of security procedures such as using firewalls in order to protect electronic personal health information that was being sent over their network. Additionally, UMass didn’t conduct a risk analysis until September 2015.On top of the financial settlement, UMass has agreed to implement a corrective action plan. As part of this plan, they will perform a university-wide risk analysis, come up with and implement a risk management plan, and train its staff on HIPAA policies and procedures.

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Craig Petronella, CEO and Founder of Petronella Technology Group
CEO, Founder & AI Architect, Petronella Technology Group

Craig Petronella founded Petronella Technology Group in 2002 and has spent more than 30 years working at the intersection of cybersecurity, AI, compliance, and digital forensics. He holds the CMMC Registered Practitioner credential (RP-1372) issued by the Cyber AB, is an NC Licensed Digital Forensics Examiner (License #604180-DFE), and completed MIT Professional Education programs in AI, Blockchain, and Cybersecurity. Craig also holds CompTIA Security+, CCNA, and Hyperledger certifications.

He is an Amazon #1 Best-Selling Author of 15+ books on cybersecurity and compliance, host of the Encrypted Ambition podcast (95+ episodes on Apple Podcasts, Spotify, and Amazon), and a cybersecurity keynote speaker with 200+ engagements at conferences, law firms, and corporate boardrooms. Craig serves as Contributing Editor for Cybersecurity at NC Triangle Attorney at Law Magazine and is a guest lecturer at NCCU School of Law. He has served as a digital forensics expert witness in federal and state court cases involving cybercrime, cryptocurrency fraud, SIM-swap attacks, and data breaches.

Under his leadership, Petronella Technology Group has served 2,500+ clients, maintained a zero-breach record among compliant clients, earned a BBB A+ rating every year since 2003, and been featured as a cybersecurity authority on CBS, ABC, NBC, FOX, and WRAL. The company leverages SOC 2 Type II certified platforms and specializes in AI implementation, managed cybersecurity, CMMC/HIPAA/SOC 2 compliance, and digital forensics for businesses across the United States.

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